Scott J. Baklenko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott J Baklenko, who also goes by Scot J Baklenko, Scott J. Baklenko, was a registered financial advisor .
Scott is a previously registered financial advisor and started their career in finance in 2003. Scott had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2009 - August 15, 2011
CASTLE STRATEGIES, LLC
April 23, 2009 - November 10, 2009
TIMBERLINE FINANCIAL GROUP, INC
November 13, 2007 - February 2, 2009
LPL FINANCIAL LLC
November 13, 2007 - February 2, 2009
LPL FINANCIAL LLC
October 25, 2004 - November 16, 2007
COMMONWEALTH FINANCIAL NETWORK
September 20, 2004 - November 16, 2007
COMMONWEALTH FINANCIAL NETWORK
February 28, 2003 - October 13, 2004
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASTLE STRATEGIES, LLC
CRD#: 151502 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
