Charles Keithley Ward
Professional Summary
Charles Keithley Ward, who also goes by Charley Keithley Ward, Charley Ward, is a registered financial advisor currently at BURKE WEALTH MANAGEMENT, LLC located in Houston, Texas. Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Charles has worked at 2 firms.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charley Keithley Ward, Charley Ward
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BURKE WEALTH MANAGEMENT, LLC
Contact Information
Main Address
3355 W Alabama St Suite 910, Houston, TX 77098Phone Number
(713) 933-5402# of Employees
3SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
128AUM (Assets Under Management)
$95,240,442Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BURKE WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(12/1/2020)
(12/1/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Charles Keithley Ward's CRS (Customer Relationship Summary).
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