Kelly A. Hahn

HAHN FINANCIAL GROUP

SIOUX FALLS, SD 57105

Some features on this profile are disabled

CRD#: 4632939

Professional summary

Kelly Ann Hahn, ChFC®, who also goes by Kelly Ann Bender, is a registered financial advisor currently at HAHN FINANCIAL GROUP located in Sioux Falls, South Dakota.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kelly has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly Ann Bender

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HAHN FINANCIAL GROUP, INC; INVT REL; SIOUX FALLS SD ; INSURANCE; AGENT; START 10/2006; 8 HRS/MO; 8 HRS/MO DURING TRADING; INSURANCE AGENT. HAHN HOLDINGS/HAHN HOLDING I & II, LLC; NONINVT REL; SIOUX FALLS SD ; RENTAL PROPERTY; OWNER; START 11/2006; 4 HRS/MO, ZERO DURING TRADING HRS; COLLECT RENT, BILLS & RECORDS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Ann Hahn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

January 16, 2014 - Present

HAHN FINANCIAL GROUP

Office #1: 1000 E. 41st St., Sioux Falls, SD 57105

RIA

CRD#: 169787

SIOUX FALLS, SD

Past

January 14, 2014 - December 31, 2014

GRADIENT SECURITIES, LLC

CRD#: 127701

SIOUX FALLS, SD

Past

July 11, 2007 - January 22, 2014

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

SIOUX FALLS, SD

Past

November 14, 2006 - January 22, 2014

ONEAMERICA SECURITIES, INC.

CRD#: 4173

SIOUX FALLS, SD

Past

August 18, 2004 - November 3, 2006

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

SIOUX FALLS, SD

Past

February 28, 2003 - November 3, 2006

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

SIOUX FALLS, SD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAHN FINANCIAL GROUP

HAHN FINANCIAL GROUP | HAHN FINANCIAL GROUP, INC.

CRD#: 169787 / SEC#: 801-80401

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

Michigan

Registered Investment Advisory firm - (3/13/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (10/30/2014 Terminated)

South Dakota

Registered Investment Advisory firm - (10/14/2014 Terminated)

Texas

Registered Investment Advisory firm - (10/14/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/14/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Dakota
(1/23/2014)

IAR

Texas
(6/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/2/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/2003

General Securities Principal Examination

Current Firm

HAHN FINANCIAL GROUP

HAHN FINANCIAL GROUP | HAHN FINANCIAL GROUP, INC.

CRD#: 169787 / SEC#: 801-80401

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

Michigan

Registered Investment Advisory firm - (3/13/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (10/30/2014 Terminated)

South Dakota

Registered Investment Advisory firm - (10/14/2014 Terminated)

Texas

Registered Investment Advisory firm - (10/14/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/14/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1000 E. 41st St., Sioux Falls, SD 57105

Mailing Address

Phone number

(605) 275-3600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A AND 2B (10/16/2025)

Regulatory assets under management

Total Number of Accounts	2,495
AUM (Assets Under Management)	$ 171,187,706

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lawrence Springer

OSAIC WEALTH, INC.

IAR

Hockessin, DE

David Given

CURTIS ADVISORY GROUP, LLC

IAR

Santa Barbara, CA

Jose Salazar

WELLS FARGO CLEARING SERVICES, LLC

ST. LOUIS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kelly A. Hahn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Ann Hahn's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT SECURITIES, LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

HAHN FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 5/2/2003

SIE

Date: 12/31/2014

Series 7

Date: 2/26/2003

Series 24

Date: 3/28/2003

Current Firm

HAHN FINANCIAL GROUP

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAHN FINANCIAL GROUP

TRUST BUT VERIFY

Similar Advisors