Stephen P. Rhodes
SIGNIFY WEALTH LLC
St. Louis, MO 63117
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CRD#: 4632846
Professional summary
Stephen Paul Michael Rhodes, CFP®, who also goes by Stephen Paul Rhodes, is a registered financial advisor currently at SIGNIFY WEALTH LLC located in St. Louis, Missouri.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Stephen has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen Paul Rhodes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)PROMISE PROPERTIES, SAINT LOUIS, MO, REAL ESTATE PROPERTY MANAGEMENT, OWNER, 5 HOURS/MONTH, 0 DURING TRADING HOURS, 1% OF INCOME; 2)Stephen P. Rhodes owner of Katalysis Ventures LLC, a holding company for his personal private investments. His responsibilities include analyzing and overseeing private investment. 2 hours and month during and outside of trading hours are spent on this activity. 0 yearly compensation from the business. 3)Stephen P. Rhodes is a licensed insurance agent. Investment related and spends 5 hours a month, during trading hours. 4)Owner; Signify Business Management LLC; investment related; 7750 Clayton Road Suite 100 Saint Louis MO 63117; Description of the business: Business Management Services; Responsibilities Duties: Oversee Operations; Start date with business: 2021-01-21; Hours devoted to business during trading hours: 2; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1; 5) Owner; Signify Holding Corporation; investment related: No; Location: 7750 Clayton Road Suite 100 Saint Louis Missouri 63117 United States; Description of the business: Holding Company for Signify Wealth LLC; Responsibilities Duties: Owner; Start date with business: 2021-12-07; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1; 6) Co- Owner; 12 Enterprises LLC; investment related: Yes; Location: 7750 Clayton Road Suite 100 Saint Louis Missouri 63117 United States; Description of the business: Business used for buying, repairing and selling real estate properties.; Start date with business: 2022-03-10; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1; 7) Owner; Signify University LLC; Investment Related: Yes; Location: 7750 Clayton Road Suite 100 Saint Louis MO 63117; Financial Education; Responsibilities Duties: Oversee Operations; Start date with business: 2024-03-04; Hours devoted to business during trading hours: 2; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business:1 8) Owner, Talent Commerce Summit; Not investment related; start date 3/1/2025 with a commitment of 5 hours per month during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Paul Michael Rhodes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
January 11, 2012 - Present
SIGNIFY WEALTH LLC
Office #1: 7750 Clayton Road Suite 100, St. Louis, MO 63117RIA
CRD#: 160094
St. Louis, MO
Past
January 2, 2015 - August 30, 2018
SAXONY SECURITIES, INC.
BD
CRD#: 115547
St. Louis, MO
Past
December 14, 2011 - January 2, 2015
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
SAINT LOUIS, MO
Past
April 27, 2011 - December 16, 2011
GILFORD FINANCIAL CORP.
RIA
CRD#: 126593
NEW YORK, NY
Past
April 14, 2011 - December 16, 2011
GILFORD SECURITIES INCORPORATED
BD
CRD#: 8076
CREVE COEUR, MO
Past
October 23, 2007 - April 20, 2011
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
CREVE COEUR, MO
Past
October 22, 2007 - April 20, 2011
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
CREVE COEUR, MO
Past
September 19, 2006 - October 22, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
RIA
CRD#: 13626
ST. ALBANS, MO
Past
March 19, 2003 - October 22, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
ST. ALBANS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SIGNIFY WEALTH LLC
NEXT WEALTH | STRATEGIC PARTNERS WEALTH MANAGEMENT | SIGNIFY WEALTH LLC
CRD#: 160094 / SEC#: 801-116909
RIA
Registered Investment Advisory firm - (7/5/2019 Approved)Louisiana
Registered Investment Advisory firm - (8/12/2019 Terminated)Missouri
Registered Investment Advisory firm - (8/9/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2018 Terminated)Texas
Registered Investment Advisory firm - (8/9/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(1/11/2012)
IAR
Texas(3/9/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SW
SIGNIFY WEALTH LLC
NEXT WEALTH | STRATEGIC PARTNERS WEALTH MANAGEMENT | SIGNIFY WEALTH LLC
CRD#: 160094 / SEC#: 801-116909
RIA
Registered Investment Advisory firm - (7/5/2019 Approved)Louisiana
Registered Investment Advisory firm - (8/12/2019 Terminated)Missouri
Registered Investment Advisory firm - (8/9/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/31/2018 Terminated)Texas
Registered Investment Advisory firm - (8/9/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7750 Clayton Road Suite 100, St. Louis, MO 63117
Mailing Address
Phone number
(314) 222-0295
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 406 |
| AUM (Assets Under Management) | $ 283,707,850 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/23/2024 | ||
| 06/28/2023 | ||
| 09/28/2022 |
Red Flags
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Company Information
SIGNIFY WEALTH LLC
CRD#: 160094St. Louis, MO 63117TRUST BUT VERIFY
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