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Cynthia L. Hunt
PGI WEALTH MANAGEMENT
HUNTSVILLE, AL 35801
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CRD#: 4632638
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Professional summary
Cynthia Lynn Hunt, who also goes by Cindy Hunt, Cynthia Lynn Palmer, is a registered financial advisor currently at PGI WEALTH MANAGEMENT located in Huntsville, Alabama.
Cynthia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Cynthia has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cindy Hunt | Cynthia Lynn Palmer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Cynthia L Hunt EA~'NIR'~1250 WINNER AVE~HUNTSVILLE~AL~35805~Tax Preparation/Accounting~Owner/Sole Proprietor~2/27/1999~40hrs~40hrs~Tax preparation & planning; payroll & reports; manager & owner Alabama Society of Enrolled Agents~'NIR'~8364 Alabama Hwy 157~Cullman~AL~35057~Tax Preparation/Accounting~Member of the Board of Directors~5/23/2017~1hrs~1hrs~Member of the Board help the set CPE agenda Accreditation Council for Accountancy and Taxation~'NIR'~1330 Braddock Place Suite 540~Alexandria~VA~22314~Board Position/Officer~Other~5/29/2019~5hrs~4hrs~Member of the Board of Directors| Pennington & Associates- she is now a seasonal part-time employee of the acquiring firm.
CRS (Client Relationship Summary) - RIA
Click below to view Cynthia Lynn Hunt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2022 - Present
PGI WEALTH MANAGEMENT
Office #1: 908 Merchants Walk, Huntsville, AL 35801RIA
CRD#: 297517
HUNTSVILLE, AL
Past
March 13, 2003 - December 14, 2020
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Huntsville, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PGI WEALTH MANAGEMENT
GREYLIN INVESTMENT MANAGEMENT | TAILORED WEALTH MANAGEMENT | PHILIP JAMES WEALTH MANAGEMENT, LLC | PGI WEALTH MANAGEMENT
CRD#: 297517 / SEC#: 801-119808
RIA
Registered Investment Advisory firm - (11/13/2020 Approved)Arizona
Registered Investment Advisory firm - (11/20/2020 Terminated)Colorado
Registered Investment Advisory firm - (11/30/2020 Terminated)Florida
Registered Investment Advisory firm - (11/16/2020 Terminated)Georgia
Registered Investment Advisory firm - (11/18/2020 Terminated)Minnesota
Registered Investment Advisory firm - (12/11/2020 Terminated)Texas
Registered Investment Advisory firm - (11/16/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(2/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PGI WEALTH MANAGEMENT
GREYLIN INVESTMENT MANAGEMENT | TAILORED WEALTH MANAGEMENT | PHILIP JAMES WEALTH MANAGEMENT, LLC | PGI WEALTH MANAGEMENT
CRD#: 297517 / SEC#: 801-119808
RIA
Registered Investment Advisory firm - (11/13/2020 Approved)Arizona
Registered Investment Advisory firm - (11/20/2020 Terminated)Colorado
Registered Investment Advisory firm - (11/30/2020 Terminated)Florida
Registered Investment Advisory firm - (11/16/2020 Terminated)Georgia
Registered Investment Advisory firm - (11/18/2020 Terminated)Minnesota
Registered Investment Advisory firm - (12/11/2020 Terminated)Texas
Registered Investment Advisory firm - (11/16/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13680 Highway 9 Suite C100, Milton, GA 30004
Mailing Address
Phone number
(888) 493-9022
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,519 |
| AUM (Assets Under Management) | $ 932,031,197 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
