Tammi Adele Dauby
Professional Summary
Tammi Adele Dauby, who also goes by Tammi Adele Stoddard, Tammi Stoddard, is a registered financial advisor currently at BROOKSTONE FINANCIAL located in Jeffersonville, Indiana. Tammi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Tammi has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tammi Adele Stoddard, Tammi Stoddard
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
BROOKSTONE FINANCIAL | PMB WEALTH MANAGEMENT | PMB CAPITAL MANAGEMENT, LLC | ONE TOUCH RIA
Contact Information
Main Address
2213 Allison Lane, Jeffersonville, IN 47130Phone Number
(812) 288-9000# of Employees
5Documents
Regulatory Assets Under Management
Total Number of Accounts
466AUM (Assets Under Management)
$103,608,601Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/3/2021)
(8/3/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2003About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Tammi Adele Dauby's CRS (Customer Relationship Summary).
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