Steven C. Christenson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Craig Christenson, who also goes by Steve Christenson, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1971. Steven had worked at 3 firms and has passed the Series 00 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 1991 - December 31, 1997
DALLAS RESEARCH & TRADING, INC.
March 1, 1974 - November 25, 1991
DALLAS SECURITIES INVESTMENT CORPORATION
August 5, 1971 - July 17, 1974
AFFILIATED SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 6/17/1971
General Securities Principal ExaminationCurrent Firm
DALLAS RESEARCH & TRADING, INC.
CRD#: 28806 / SEC#: , 8-43964
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
