Stephen C. Tosi

GENERATIONS INVESTMENT ADVISORS

HIGH POINT, NC

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CRD#: 4632046

Professional summary

Stephen Craig Tosi is a registered financial advisor currently at GENERATIONS INVESTMENT ADVISORS, LLC located in High Point, North Carolina.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Stephen has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-North Carolina licensed insurance producer as Stephen C. Tosi, 2323 Addison blvd., High Point, NC 27262.not investment-related. Spend less than 1 hour/month conducting activity, activity may or may not be conducted during securities trading hours. Activities include reviewing and possibly replacing insurance policies, and answering inquiries from clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Craig Tosi's CRS (Customer Relationship Summary).

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HIGH POINT, NC

Past

March 31, 2003 - April 11, 2005

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/9/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/2/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/27/2003

General Securities Representative Examination

Current Firm

GENERATIONS INVESTMENT ADVISORS, LLC

CRD#: 141248 / SEC#:

North Carolina

Registered Investment Advisory firm - (8/7/2006 Approved)

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Contact information

Main Address

High Point, NC

Mailing Address

Phone number

(336) 886-8987

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen C. Tosi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Craig Tosi's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENERATIONS INVESTMENT ADVISORS, LLC

EFFICIENT ADVISORS

SOWELL MANAGEMENT

MATSON MONEY, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/2/2003

Series 7

Date: 3/27/2003

Current Firm

GENERATIONS INVESTMENT ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

GENERATIONS INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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