Seung Cheol Oh
Professional summary
Seung Cheol Oh, who also goes by Charles Oh, Seung Cheol Oh, is a registered financial professional currently at WALLACHBETH CAPITAL LLC located in Jersey City, New Jersey.
Seung Cheol is registered as a RR (Registered Representative) and started their career in finance in 2003. Seung Cheol has worked at 2 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Seung Cheol Oh's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2014 - Present
WALLACHBETH CAPITAL LLC
Office #1: Harborside Financial Center Plaza 5 185 Hudson Street, Suite 1410, Jersey City, NJ 07311April 2, 2003 - April 19, 2012
MIRAE ASSET SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/9/2018)
(1/29/2014)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 11/13/2003
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
WALLACHBETH CAPITAL LLC
CRD#: 147853 / SEC#: , 8-67936
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
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