Kumbirai V. Mtunga

PRIVATE WEALTH SOLUTIONS

CALABASAS, CA 91302

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CRD#: 4631916

Professional summary

Kumbirai Vincent Mtunga, who also goes by Kumbie Mtunga, Kumbirai Mtunga, is a registered financial advisor currently at PRIVATE WEALTH SOLUTIONS, LLC located in Calabasas, California.

Kumbirai is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kumbirai has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kumbie Mtunga | Kumbirai Mtunga

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kumbirai Vincent Mtunga's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2024 - Present

PRIVATE WEALTH SOLUTIONS, LLC

Office #1: 26050 Mureau Road Suite 103, Calabasas, CA 91302

RIA

CRD#: 289437

CALABASAS, CA

Past

May 21, 2018 - May 5, 2023

STEVENS FOSTER FINANCIAL ADVISORS

RIA

CRD#: 115752

BLOOMINGTON, MN

Past

January 11, 2011 - May 20, 2016

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

WOODLAND HILLS, CA

Past

January 11, 2011 - May 20, 2016

KOVACK SECURITIES INC.

CRD#: 44848

WOODLAND HILLS, CA

Past

October 27, 2008 - September 7, 2010

FINANCIAL WEST GROUP

RIA

CRD#: 16668

LOS ANGELES, CA

Past

October 24, 2008 - September 7, 2010

FINANCIAL WEST GROUP

CRD#: 16668

LOS ANGELES, CA

Past

June 27, 2007 - October 29, 2008

MORGAN PEABODY, INC.

CRD#: 38306

WOODLAND HILLS, CA

Past

June 1, 2006 - June 22, 2007

BROOKSTREET SECURITIES CORPORATION

RIA

CRD#: 14667

WOODLAND HILLS, CA

Past

October 26, 2004 - June 22, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

WOODLAND HILLS, CA

Past

March 26, 2003 - October 10, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE WEALTH SOLUTIONS, LLC

CRD#: 289437 / SEC#: 801-111072

RIA

Registered Investment Advisory firm - (9/1/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/8/2024)

IAR

Texas
(4/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/4/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/25/2003

General Securities Representative Examination

Current Firm

PRIVATE WEALTH SOLUTIONS, LLC

CRD#: 289437 / SEC#: 801-111072

RIA

Registered Investment Advisory firm - (9/1/2017 Approved)

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Contact information

Main Address

26050 Mureau Road Suite 103, Calabasas, CA 91302

Mailing Address

Phone number

(818) 264-0600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts	1,077
AUM (Assets Under Management)	$ 403,302,552

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kumbirai V. Mtunga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kumbirai Vincent Mtunga's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEVENS FOSTER FINANCIAL ADVISORS

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

MORGAN PEABODY, INC.

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PRIVATE WEALTH SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/2004

SIE

Date: 5/20/2016

Series 7

Date: 3/25/2003

Current Firm

PRIVATE WEALTH SOLUTIONS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIVATE WEALTH SOLUTIONS, LLC

TRUST BUT VERIFY

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