Victoria K. Serles
Professional summary
Victoria Kay Serles, who also goes by VIcki Serles, Victoria Serles, is a registered financial advisor currently at COLDSTREAM WEALTH MANAGEMENT located in Kirkland, Washington.
Victoria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Victoria has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Victoria Kay Serles's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2023 - Present
COLDSTREAM WEALTH MANAGEMENT
Office #1: 520 Kirkland Way Ste 102, Kirkland, WA 98033October 2, 2023 - November 26, 2024
COLDSTREAM SECURITIES, INC.
August 19, 2009 - October 3, 2023
EAGLE STRATEGIES LLC
August 19, 2009 - October 3, 2023
NYLIFE SECURITIES LLC
November 24, 2004 - March 12, 2021
SEIDMAN PRIVATE ADVISORS LLC
July 1, 2003 - June 30, 2009
SEIDMAN PRIVATE SECURITIES LLC
Primary Firm SEC Registration
COLDSTREAM WEALTH MANAGEMENT
CRD#: 108805 / SEC#: 801-39379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/20/2023)
(10/2/2023)
Exams
Current Firm
COLDSTREAM WEALTH MANAGEMENT
CRD#: 108805 / SEC#: 801-39379
Contact information
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,519 |
| AUM (Assets Under Management) | $ 12,438,532,202 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 08/27/2024 | ||
| 09/29/2023 |
Red Flags
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