Patrick D. Holland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Dennis Holland, who also goes by Patrick Dennis Holland Mr., was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2003. Patrick had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2011 - December 5, 2013
APS INVESTMENT MANAGEMENT GROUP
February 12, 2003 - April 15, 2011
BARDIN FINANCIAL SERVICES
Primary Firm SEC Registration
APS INVESTMENT MANAGEMENT GROUP
CRD#: 153504 / SEC#: 801-118386
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
APS INVESTMENT MANAGEMENT GROUP
CRD#: 153504 / SEC#: 801-118386
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 803 |
| AUM (Assets Under Management) | $ 171,504,096 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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