Thomas E Courtright Jr

1. 12/9/2016 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 5% - LIFE, LTC AND DISABILITY. 2. 12/9/2016 - GLADSTONE WEALTH GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 50%. 3. 12/22/2016 - GLADSTONE WEALTH GROUP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/9/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Gladstone, an independent investment advisor firm. I started this business activity in 12, 2016. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 12/22/2016 - GLADSTONE INSTITUTIONAL ADVISORY, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/9/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Gladstone, an independent investment advisor firm. I started this business activity in 12, 2016. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/6/2019 - Pulse of Wall Street Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/04/2019 - 40 Hours Per Month During Securities Trading. 6. 12/9/2019 - Affluent Wealth Consulting LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/05/2019. 7. 12/10/2019 - Gladstone Institutional Advisory - DBA: (Hybrid) Affluent Wealth Consulting LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/05/2019 - 160 Hours Per Month - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec. 8. 6/30/2020 - Gladstone Wealth Group - DBA: (Hybrid) Pulse of Wall Street Portfolios - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/06/2020 - 40 Hours Per Month/15 Hours During Securities Trading - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 12/2016 - LPL Financial - broker-dealer registered representative - Investment Related - At Reported Business Location(s) - 80 hours a month during securities trading.