Thomas J. Verdiglione

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CRD#: 4631221

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Joseph Verdiglione was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1999. Thomas had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 19, 1999 - February 28, 2007

VAN DER MOOLEN SPECIALISTS USA, LLC

CRD#: 32034

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

VAN DER MOOLEN SPECIALISTS USA, LLC

LAWRENCE, O'DONNELL, MARCUS & CO. | VAN DER MOOLEN SPECIALISTS USA, LLC | LAWRENCE, O'DONNELL, MARCUS LLC

CRD#: 32034 / SEC#: , 8-12358

Terminated by SEC on 04/05/2008

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 01/16/1946

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
MILL BRIDGE IV, LLC	MEMBER, MANAGEMENT COMMITTEE MEMBER
DEN DRIJVER, RICHARD EDWARD	MANAGEMENT COMMITTEE REPRESENTATIVE OF MILL BRIDGE IV, LLC	5147976
FLOYD-JONES, WILLIAM	MANAGEMENT COMMITTEE MEMBER, GENERAL COUNSEL & SECRETARY	4967225
VROLING, PAULUS WILLIBRORDUS	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER & MANAGEMENT COMMITTEE MEMBER	5248326

Disclosures

Regulatory Event

Red Flags

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