Roger D. Elliott
Professional summary
Roger Dean Elliott is a registered financial advisor currently at ELLIOTT CAPITAL MANAGEMENT, INC. located in Bloomington, Illinois.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Roger has worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roger Dean Elliott's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2003 - Present
ELLIOTT CAPITAL MANAGEMENT, INC.
Office #1: 202 N. Center Street Suite 1-west, Bloomington, IL 61701-3901March 24, 2003 - December 31, 2004
ELLIOTT CAPITAL MANAGEMENT, INC.
January 31, 2003 - February 3, 2003
ELLIOTT CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/24/2003)
Exams
Current Firm
ELLIOTT CAPITAL MANAGEMENT, INC.
CRD#: 123852 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 78 |
| AUM (Assets Under Management) | $ 12,581,487 |
Red Flags
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Company Information
ELLIOTT CAPITAL MANAGEMENT, INC.
CRD#: 123852Bloomington, IL 61701-3901TRUST BUT VERIFY
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