Kathleen D. Barnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Danielle Barnett, who also goes by Kathleen Danielle Snyder, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 2003. Kathleen had worked at 3 firms and has passed the Series 66, Series 7TO, Series 52TO, SIE, Series 7, Series 24, Series 51 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2015 - January 5, 2021
VOYA FINANCIAL PARTNERS, LLC
June 30, 2015 - January 5, 2021
VOYA FINANCIAL ADVISORS, INC.
October 16, 2012 - June 16, 2015
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 20, 2012 - August 31, 2012
VOYA FINANCIAL ADVISORS, INC.
January 20, 2012 - August 31, 2012
VOYA FINANCIAL ADVISORS, INC.
November 13, 2003 - February 28, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 16, 2003 - January 12, 2012
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 52TO
Date: 12/22/2022
Municipal Securities Representative ExaminationCurrent Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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