Timothy G. Moran

CARAPACE FINANCIAL ADVISORS LLC

BEDMINSTER, NJ 07921

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CRD#: 4630693

Professional summary

Timothy Gerard Moran is a registered financial advisor currently at CARAPACE FINANCIAL ADVISORS LLC located in Bedminster, New Jersey.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Timothy has worked at 9 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 7A exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NANTIM LLC, 54 COTTAGE PL., GILLETTE, NJ 07933, PRINCIPAL, REAL ESTATE CONSULTING, 1/1/13, 5HRS./MO., ZERO DURING TRDING HRS., NOT INVESTMENT RELATED, WILL RECEIVE CONSULTING FEES., ADVISE ON LOAN AND REAL ESTATE PURCHASES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Gerard Moran's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2019 - Present

CARAPACE FINANCIAL ADVISORS LLC

Office #1: One Pluckemin Way Suite 303, Bedminster, NJ 07921

RIA

CRD#: 291404

BEDMINSTER, NJ

Past

December 7, 2018 - August 25, 2021

FINANCIAL NORTHEASTERN SECURITIES, INC.

CRD#: 17007

FAIRFIELD, NJ

Past

February 13, 2013 - March 5, 2013

PPG WEST LLC

CRD#: 155059

NEW YORK, NY

Past

November 7, 2012 - March 5, 2013

PHOENIX DERIVATIVES GROUP, LLC

CRD#: 25802

NEW YORK, NY

Past

March 21, 2012 - September 26, 2012

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

JERSEY CITY, NJ

Past

May 1, 2008 - February 8, 2012

TRINITY DERIVATIVES GROUP, LLC

CRD#: 132927

NEW YORK, NY

Past

July 13, 2006 - July 19, 2006

SIG BROKERAGE, LP

CRD#: 100400

NEW YORK, NY

Past

July 13, 2006 - January 31, 2008

SUSQUEHANNA SECURITIES, LLC

CRD#: 35874

BALA CYNWYD, PA

Past

July 13, 2006 - January 31, 2008

SUSQUEHANNA INVESTMENT GROUP

CRD#: 33875

BALA CYNWYD, PA

Past

August 9, 2001 - July 13, 2006

SIG BROKERAGE, LP

CRD#: 100400

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/12/2023)

IAR

New Jersey
(4/29/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/1/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/15/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/5/2006

General Securities Representative Examination

General Industry/Product Exam

Series 7A

Date: 9/24/2003

Floor Broker Representative Exam

Current Firm

CARAPACE FINANCIAL ADVISORS LLC

CRD#: 291404 / SEC#:

California

Registered Investment Advisory firm - (1/11/2023 Approved)

Massachusetts

Registered Investment Advisory firm - (3/13/2024 Approved)

New Jersey

Registered Investment Advisory firm - (2/8/2018 Approved)

Washington

Registered Investment Advisory firm - (2/6/2025 Approved)

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Contact information

Main Address

One Pluckemin Way Suite 303, Bedminster, NJ 07921

Mailing Address

Phone number

(908) 375-8072

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	85
AUM (Assets Under Management)	$ 85,887,834

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy G. Moran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Gerard Moran's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL NORTHEASTERN SECURITIES, INC.

PPG WEST LLC

PHOENIX DERIVATIVES GROUP, LLC

TULLETT PREBON FINANCIAL SERVICES LLC

TRINITY DERIVATIVES GROUP, LLC

SIG BROKERAGE, LP

SUSQUEHANNA SECURITIES, LLC

SUSQUEHANNA INVESTMENT GROUP

SIG BROKERAGE, LP

State Registrations and Notice Filings

Exams

Series 66

Date: 3/1/2019

Series 7TO

Date: 12/15/2022

SIE

Date: 11/7/2018

Series 7

Date: 6/5/2006

Series 7A

Date: 9/24/2003

Current Firm

CARAPACE FINANCIAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CARAPACE FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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