David A. Vidaure
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Andrew Vidaure was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2003. David had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2025 - March 24, 2026
MODERN WEALTH MANAGEMENT, LLC
January 30, 2019 - March 24, 2026
PUBLIC SAFETY FINANCIAL/GALLOWAY
March 11, 2003 - November 24, 2003
BANC ONE SECURITIES CORPORATION
Primary Firm SEC Registration
MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 30,617 |
| AUM (Assets Under Management) | $ 10,904,051,242 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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