Kurt R. Jorgensen

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CRD#: 4630392

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kurt Raymond Jorgensen, who also goes by Kurt R. Jorgensen, was a registered financial professional .

Kurt is a previously registered financial professional and started their career in finance in 2003. Kurt had worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kurt R. Jorgensen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 31, 2004 - February 28, 2014

NAVIGATION GROUP LLC

RIA

CRD#: 130982

REDWOOD CITY, CA

Past

September 8, 2003 - January 14, 2008

LPL FINANCIAL LLC

RIA

CRD#: 6413

REDWOOD SHORES, CA

Past

August 18, 2003 - January 14, 2008

LPL FINANCIAL LLC

CRD#: 6413

REDWOOD SHORES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVIGATION GROUP LLC

NAVIGATION GROUP LLC | NAVIGATION GROUP, INC.

CRD#: 130982 / SEC#: 801-110408

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

California

Registered Investment Advisory firm - (5/28/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/5/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/14/2003

General Securities Representative Examination

Current Firm

NAVIGATION GROUP LLC

NAVIGATION GROUP LLC | NAVIGATION GROUP, INC.

CRD#: 130982 / SEC#: 801-110408

RIA

Registered Investment Advisory firm - (4/28/2017 Approved)

California

Registered Investment Advisory firm - (5/28/2017 Terminated)

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Contact information

Main Address

3 Lagoon Drive Suite 110, Redwood Shores, CA 94065

Mailing Address

Phone number

(650) 595-1700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAVIGATION GROUP PART 2A (4/1/2025)

Regulatory assets under management

Total Number of Accounts	426
AUM (Assets Under Management)	$ 927,521,918

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kurt R. Jorgensen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NAVIGATION GROUP LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

NAVIGATION GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/5/2003

Series 7

Date: 8/14/2003

Current Firm

NAVIGATION GROUP LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVIGATION GROUP LLC

TRUST BUT VERIFY

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