Charles V. Guilbault

GUILBAULT CAPITAL | Managing Director

METAIRIE, LA 70002

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CRD#: 4630365

Professional summary

Charles Vogts Guilbault JR is a registered financial advisor currently at GUILBAULT CAPITAL located in Metairie, Louisiana.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Charles has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

What are your service offerings?

Financial planning

Insurance

Loans/credit services

Trading individual securities

Trust & estate planning

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PARTIAL OWNER, VOGTS INVESTMENTS LLC., PASSIVE INVESTMENT IN A PRIVATE MEDICAL CO, 0 HRS PER WK, 1219 JIM ST. METAIRIE LA. MEDCENTRIS, NON INVESTMENT RELATED, 16065 LAMONTE DR HAMMOND LA, WOUND MEDICINE COMPANY, CHIEF FINANCIAL OFFICER AND CHIEF ACCOUNTING OFFICER, OCTOBER 2024, 50 HRS PER MONTH, 20 HRS PER MONTH DURING TRADING HOURS, ASSISTS COMPANY WITH STRATEGIC PLANNING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Vogts Guilbault JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2024 - Present

GUILBAULT CAPITAL

Office #1: 3850 N Causeway Blvd. Suite 121, Metairie, LA 70002

RIA

CRD#: 331160

METAIRIE, LA

Past

July 2, 2015 - August 6, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

METAIRIE, LA

Past

July 2, 2015 - August 6, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

METAIRIE, LA

Past

June 22, 2005 - July 6, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW ORLEANS, LA

Past

June 22, 2005 - July 6, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW ORLEANS, LA

Past

April 25, 2003 - June 23, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 25, 2003 - June 23, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUILBAULT CAPITAL

GUILBAULT CAPITAL | GUILBAULT CAPITAL LLC

CRD#: 331160 / SEC#: 801-130286

RIA

Registered Investment Advisory firm - (5/17/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(8/8/2024)

IAR

Texas
(10/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/25/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/18/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/23/2003

General Securities Representative Examination

Current Firm

GUILBAULT CAPITAL

GUILBAULT CAPITAL | GUILBAULT CAPITAL LLC

CRD#: 331160 / SEC#: 801-130286

RIA

Registered Investment Advisory firm - (5/17/2024 Approved)

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Contact information

Main Address

3850 N Causeway Blvd. Suite 121, Metairie, LA 70002

Mailing Address

Phone number

(504) 612-9250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GUILBAULT CAPITAL FORM ADV PART 2A BROCHURE (10/31/2025)

GUILBAULT CAPITAL APPENDIX 1 TO FORM ADV PART 2A BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	735
AUM (Assets Under Management)	$ 317,424,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Charles V. Guilbault

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Vogts Guilbault JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

GUILBAULT CAPITAL

State Registrations and Notice Filings

Exams

Series 66

Date: 9/25/2003

SIE

Date: 10/1/2018

Series 31

Date: 11/18/2005

Series 7

Date: 4/23/2003

Current Firm

GUILBAULT CAPITAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUILBAULT CAPITAL

TRUST BUT VERIFY

Contact information

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