Frank D. Strickland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Dallas Strickland was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2003. Frank had worked at 11 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2013 - March 15, 2022
SIGNATUREFD, LLC
April 4, 2011 - June 27, 2012
INDEPENDENT FINANCIAL PARTNERS
March 25, 2011 - July 23, 2012
LPL FINANCIAL LLC
March 16, 2009 - February 11, 2011
QA3 FINANCIAL LLC
March 16, 2009 - February 11, 2011
QA3 FINANCIAL CORP.
June 26, 2006 - March 17, 2009
SANDERS MORRIS LLC
February 27, 2004 - December 31, 2006
SMH CAPITAL ADVISORS LLC
February 27, 2004 - March 17, 2009
SANDERS MORRIS LLC
January 1, 2004 - March 18, 2004
CETERA ADVISORS LLC
January 1, 2004 - March 18, 2004
CETERA ADVISORS LLC
October 31, 2003 - January 1, 2004
IFG ADVISORY SERVICES INC
October 31, 2003 - January 2, 2004
IFG NETWORK SECURITIES, INC.
September 18, 2003 - November 12, 2003
MML INVESTORS SERVICES, LLC
April 11, 2003 - November 12, 2003
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
SIGNATUREFD, LLC
CRD#: 112758 / SEC#: 801-60393
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGNATUREFD, LLC
CRD#: 112758 / SEC#: 801-60393
Contact information
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,558 |
| AUM (Assets Under Management) | $ 8,331,600,262 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/27/2024 | ||
| 01/26/2024 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
