GC
Gavin S. Clarkson
TRUSTEE EMPOWERMENT & PROTECTION
The Woodlands, TX 77381
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CRD#: 4630336
GC
Professional summary
Gavin Stuart Macleod Clarkson is a registered financial advisor currently at TRUSTEE EMPOWERMENT & PROTECTION, INC. located in The Woodlands, Texas.
Gavin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Gavin has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CLARKSON AND SONS, INC. NOT INVESTMENT RELATED, 155 Wisteria Walk Circle TX 77381 - CONSULTING FIRM, PRESIDENT, OCTOBER 1987, 20 HOURS PER MONTH.;RICE UNIVERSITY HOUSTON TEXAS,LECTURER, AUG 2012,8HRS/MO; NEW MEXICO STATE UNIVERSITY, LAS CRUSES, NM; ASSOC. PROFFESSOR, AUG.2012, 120 HRS/MO;
NATIVE AMERICAN CAPITAL, LLC. NOT INVESTMENT RELATED; 400 North Washington Ste 106 Falls Church VA 22046, CONSULTING FIRM, MANAGING DIRECTOR, MARCH 2005, 20 HOURS PER MONTH.; DR. GAVIN CLARKSON, ESQ., NON INVESTMENT RELATED, 155 Wisteria Walk Circle TX 77381, SOLO LAW PRACTICE PRO BONO ONLY, LICENSED ATTORNEY, 4/2/09, PRACTICING LAW (INFREQUENTLY); TRIBAL FINANCE, INVESTMENT RELATED, 155 Wisteria Walk Circle TX 77381, FINANCIAL SERVICES, MANAGER-MEMBER, 10/09/12, MANAGERIAL AND SERVICING CLIENTS; CSSC INVESTMENT ADVISORY SERVICES, INVESTMENT RELATED, 155 Wisteria Walk Circle TX 77381, PROVIDE ADVISORY SERVICES, ADVISORY REPRESENTATIVE, 12/1/12, 48 HRS/MONTH, SERVICE CLIENTS; Clarkson for Congress,
1300 Roberts Dr, Las Cruces, NM 88005, Candidate, 01-05-2018, approx. 200 hrs/month, Campaign for NM 2nd Congressional District.
CRS (Client Relationship Summary) - RIA
Click below to view Gavin Stuart Macleod Clarkson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 10, 2012 - Present
TRUSTEE EMPOWERMENT & PROTECTION, INC.
Office #1: 155 Wisteria Walk Circle, The Woodlands, TX 77381RIA
CRD#: 108249
The Woodlands, TX
Past
December 4, 2012 - August 13, 2018
CSSC BROKERAGE SERVICES, INC.
BD
CRD#: 141630
The Woodlands, TX
Past
October 2, 2012 - December 3, 2012
CAPNET SECURITIES CORPORATION
BD
CRD#: 23669
HOUSTON, TX
Past
November 24, 2009 - October 7, 2010
WESTROCK ADVISORS, INC.
BD
CRD#: 114338
NEW YORK, NY
Past
February 14, 2005 - January 30, 2009
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
PASADENA, CA
Past
April 28, 2003 - October 11, 2004
RED-HORSE SECURITIES, LLC
BD
CRD#: 104169
BRIDGEWATER, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TE
TRUSTEE EMPOWERMENT & PROTECTION, INC.
CSSC INVESTMENT ADVISORY SERVICES, INC. | TRUSTEE EMPOWERMENT & PROTECTION, INC.
CRD#: 108249 / SEC#: 801-60944
RIA
Registered Investment Advisory firm - (2/21/2002 Approved)California
Registered Investment Advisory firm - (3/26/2002 Terminated)Connecticut
Registered Investment Advisory firm - (3/25/2002 Terminated)Delaware
Registered Investment Advisory firm - (3/25/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (3/25/2002 Terminated)Florida
Registered Investment Advisory firm - (3/25/2002 Terminated)Indiana
Registered Investment Advisory firm - (9/28/2002 Terminated)Iowa
Registered Investment Advisory firm - (3/25/2002 Terminated)Kentucky
Registered Investment Advisory firm - (3/25/2002 Terminated)Maine
Registered Investment Advisory firm - (3/26/2002 Terminated)Maryland
Registered Investment Advisory firm - (3/28/2002 Terminated)Massachusetts
Registered Investment Advisory firm - (3/25/2002 Terminated)Michigan
Registered Investment Advisory firm - (3/25/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (3/25/2002 Terminated)New York
Registered Investment Advisory firm - (3/31/2002 Cancelled)North Carolina
Registered Investment Advisory firm - (3/25/2002 Terminated)Ohio
Registered Investment Advisory firm - (3/25/2002 Terminated)Rhode Island
Registered Investment Advisory firm - (4/10/2002 Terminated)Texas
Registered Investment Advisory firm - (3/25/2002 Terminated)Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)West Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/10/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TE
TRUSTEE EMPOWERMENT & PROTECTION, INC.
CSSC INVESTMENT ADVISORY SERVICES, INC. | TRUSTEE EMPOWERMENT & PROTECTION, INC.
CRD#: 108249 / SEC#: 801-60944
RIA
Registered Investment Advisory firm - (2/21/2002 Approved)California
Registered Investment Advisory firm - (3/26/2002 Terminated)Connecticut
Registered Investment Advisory firm - (3/25/2002 Terminated)Delaware
Registered Investment Advisory firm - (3/25/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (3/25/2002 Terminated)Florida
Registered Investment Advisory firm - (3/25/2002 Terminated)Indiana
Registered Investment Advisory firm - (9/28/2002 Terminated)Iowa
Registered Investment Advisory firm - (3/25/2002 Terminated)Kentucky
Registered Investment Advisory firm - (3/25/2002 Terminated)Maine
Registered Investment Advisory firm - (3/26/2002 Terminated)Maryland
Registered Investment Advisory firm - (3/28/2002 Terminated)Massachusetts
Registered Investment Advisory firm - (3/25/2002 Terminated)Michigan
Registered Investment Advisory firm - (3/25/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (3/25/2002 Terminated)New York
Registered Investment Advisory firm - (3/31/2002 Cancelled)North Carolina
Registered Investment Advisory firm - (3/25/2002 Terminated)Ohio
Registered Investment Advisory firm - (3/25/2002 Terminated)Rhode Island
Registered Investment Advisory firm - (4/10/2002 Terminated)Texas
Registered Investment Advisory firm - (3/25/2002 Terminated)Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)West Virginia
Registered Investment Advisory firm - (3/25/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
755 West Big Beaver Road Suite 101, Troy, MI 48084-4904
Mailing Address
Phone number
(248) 797-0500
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 8,517,499 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUSTEE EMPOWERMENT & PROTECTION, INC.
CRD#: 108249The Woodlands, TX 77381TRUST BUT VERIFY
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