Peter Dorenbos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Dorenbos, who also goes by Pete Dorenbos, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2003. Peter had worked at 8 firms and has passed the Series 57TO, SIE, Series 7, Series 24, Series 10, Series 4 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2016 - August 29, 2024
CTC, LLC
June 4, 2014 - September 26, 2016
MOCHO TRADING LLC
May 9, 2014 - June 11, 2014
303 ALTERNATIVES, LLC
January 17, 2012 - June 3, 2013
TJM INVESTMENTS, LLC
October 23, 2009 - June 13, 2014
ONTHREE FUND SUBSIDIARY, LLC
April 6, 2009 - December 22, 2011
303 EQUITY TRADING GROUP II, LLC
December 13, 2005 - April 8, 2009
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
May 2, 2003 - July 18, 2005
ABN AMRO CLEARING USA LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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