Samuel Escobar Jr
Professional Summary
Samuel Escobar JR, who also goes by Sam Escobar, Samuel Escobar, is a registered financial advisor currently at LAGOS WEALTH ADVISORS located in Diamond Bar, California and MADISON AVENUE SECURITIES, LLC located in Diamond Bar, California. Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Samuel has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sam Escobar, Samuel Escobar
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
23 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
INTERNATIONAL WEALTH MANAGEMENT | LAGOS WEALTH MANAGEMENT INCORPORATED | LAGOS WEALTH MANAGEMENT | LAGOS WEALTH ADVISORS | LAGOS FINANCIAL & INSURANCE SERVICES, INC. | IWMI WEALTH MANAGEMENT | IWMI WEALTH ADVISORS | INTERNATIONAL WEALTH MANAGEMENT, INC. | INTERNATIONAL WEALTH MANAGEMENT INCORPORATED
Contact Information
Main Address
1320 Valley Vista Drive Suite 202, Diamond Bar, CA 91765Phone Number
(714) 940-0888# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
143AUM (Assets Under Management)
$64,162,359Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/13/2004)
(4/18/2022)
(11/7/2024)
(1/3/2024)
(4/18/2022)
(4/18/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Samuel Escobar JR's CRS (Customer Relationship Summary).
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