Harry E. Wells
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Elwood Wells III, who also goes by Harry Elwood Wells, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1970. Harry had worked at 2 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2012 - December 31, 2025
WELLS & WELLS, LLC
August 26, 2004 - December 31, 2011
WELLS & WELLS, LLC
September 17, 1970 - June 23, 2004
CANACCORD GENUITY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/10/1970
Registered Representative ExaminationSeries 00
Date: 9/15/1970
General Securities Principal ExaminationCurrent Firm
WELLS & WELLS, LLC
CRD#: 132164 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 20,155,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
