Jonathan Molayem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Molayem, who also goes by Jon Molayem, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2003. Jonathan had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2008 - November 10, 2016
TRANSACT CAPITAL SECURITIES, LLC
September 16, 2005 - September 19, 2006
GUNNALLEN FINANCIAL, INC
August 16, 2005 - September 19, 2006
GUNNALLEN FINANCIAL, INC
April 7, 2003 - July 28, 2004
HIGH MARK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSACT CAPITAL SECURITIES, LLC
CRD#: 133822 / SEC#: , 8-66778
Contact information
FINRA licenses (11 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
