Brian G. Cournoyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Guy Cournoyer was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2005. Brian had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2018 - August 5, 2020
FORESTERS FINANCIAL SERVICES, INC.
March 22, 2016 - November 7, 2016
WOODBURY FINANCIAL SERVICES, INC.
March 15, 2016 - November 7, 2016
WOODBURY FINANCIAL SERVICES, INC.
May 22, 2015 - December 31, 2015
TLG ADVISORS, INC.
January 2, 2015 - December 31, 2015
THE LEADERS GROUP, INC.
September 18, 2012 - May 14, 2014
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 23, 2008 - July 8, 2009
AMERICAN GENERAL EQUITY SERVICES CORPORATION
March 3, 2006 - May 16, 2008
METLIFE INVESTORS DISTRIBUTION COMPANY
May 24, 2005 - January 30, 2006
PACIFIC SELECT DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS FINANCIAL SERVICES, INC.
CRD#: 305 / SEC#: , 8-13891
Contact information
Documents
Disclosures
| Regulatory Event | 34 |
| Civil Event | 3 |
| Arbitration | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
