Norman A. Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman A Russell, who also goes by Norman Adlai Russell, Norman Russell, was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 2003. Norman had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2012 - December 31, 2013
RUSSELL INVESTMENT ADVISORS
December 7, 2009 - June 11, 2010
ONEAMERICA SECURITIES, INC.
November 10, 2009 - June 11, 2010
ONEAMERICA SECURITIES, INC.
February 7, 2005 - December 31, 2007
MML INVESTORS SERVICES, LLC
July 28, 2004 - December 31, 2007
MML INVESTORS SERVICES, LLC
June 26, 2003 - July 15, 2004
EQUITABLE ADVISORS, LLC
April 29, 2003 - July 15, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RUSSELL INVESTMENT ADVISORS
CRD#: 164339 / SEC#:
Contact information
Red Flags
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