Duncan C. Frearson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Duncan Charles Frearson was a registered financial professional .
Duncan is a previously registered financial professional and started their career in finance in 2003. Duncan had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2009 - January 23, 2015
SMITH STREET CAPITAL
January 25, 2006 - September 30, 2009
FREARSON CAPITAL MANAGEMENT, L.P.
March 19, 2003 - December 31, 2005
FREARSON CAPITAL MANAGEMENT, L.P.
State Registrations and Notice Filings
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Current Firm
SMITH STREET CAPITAL
CRD#: 149161 / SEC#:
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Active | 3/16/2015 |
Red Flags
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