Andrew P. Mutscheller

PNC CAPITAL ADVISORS LLC

Dallas, TX 75201

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CRD#: 4629176

Professional summary

Andrew Patrick Mutscheller, who also goes by Andy Patrick Mutscheller, Andy Mutscheller, is a registered financial advisor currently at PNC CAPITAL ADVISORS LLC located in Dallas, Texas and PNC CAPITAL MARKETS LLC located in Dallas, Texas.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Andrew has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Patrick Mutscheller | Andy Mutscheller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)PNC Capital Advisors; Investment related, Registered Investment Advisor, Offer Investment management products and services to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Patrick Mutscheller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2018 - Present

PNC CAPITAL ADVISORS LLC

Office #1: 200 Crescent Court Suite 1450, Dallas, TX 75201

RIA

CRD#: 151829

Dallas, TX

Current

March 23, 2020 - Present

PNC CAPITAL MARKETS LLC

Office #1: 200 Crescent Court, Dallas, TX 75201

CRD#: 15647

Dallas, TX

Past

March 23, 2018 - December 31, 2019

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CRD#: 118787

Dallas, TX

Past

April 8, 2016 - January 30, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FRISCO, TX

Past

December 16, 2015 - January 30, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FRISCO, TX

Past

April 24, 2012 - November 6, 2015

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

DALLAS, TX

Past

March 27, 2010 - April 25, 2012

AVONDALE WEALTH MANAGEMENT LLC

RIA

CRD#: 152590

DALLAS, TX

Past

March 26, 2010 - March 1, 2012

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

DALLAS, TX

Past

November 15, 2004 - March 15, 2010

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

DALLAS, TX

Past

January 27, 2003 - December 31, 2005

JPMORGAN ASSET MANAGEMENT

RIA

CRD#: 107247

COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PNC CAPITAL ADVISORS LLC

CRD#: 151829 / SEC#: 801-70684

RIA

Registered Investment Advisory firm - (9/29/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(3/26/2018)

Texas
(3/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/7/2016

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/25/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/29/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/31/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/12/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PNC CAPITAL ADVISORS LLC

CRD#: 151829 / SEC#: 801-70684

RIA

Registered Investment Advisory firm - (9/29/2009 Approved)

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Contact information

Main Address

One East Pratt Street Fifth Floor - East, Baltimore, MD 21202

Mailing Address

Phone number

(216) 222-3921

Established

Firm type

Fiscal year end

# of Employees

263

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PCA FORM ADV PART 2A BROCHURE 2025 4 4 (4/4/2025)

Regulatory assets under management

Total Number of Accounts	573
AUM (Assets Under Management)	$ 42,558,194,728

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
08/24/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew P. Mutscheller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Patrick Mutscheller's CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC CAPITAL MARKETS LLC

FORESIDE DISTRIBUTION SOLUTIONS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NORTHERN TRUST SECURITIES, INC.

AVONDALE WEALTH MANAGEMENT LLC

PURSHE KAPLAN STERLING INVESTMENTS

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

JPMORGAN ASSET MANAGEMENT

Primary Firm SEC Registration

PNC CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/7/2016

Series 65

Date: 3/25/2010

Series 63

Date: 11/29/2004

SIE

Date: 10/1/2018

Series 3

Date: 3/31/2006

Series 7

Date: 11/12/2004

FINRA

Current Firm

PNC CAPITAL ADVISORS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PNC CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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