John Cecchino

THRIVENT INVESTMENT MANAGEMENT

Boston, MA

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CRD#: 4629042

Professional summary

John Cecchino, who also goes by John Daniel Cecchino 3rd, John D Cecchino, John Daniel Cecchino III, John Daniel Cecchino, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Boston, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. John has worked at 11 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Daniel Cecchino 3rd | John D Cecchino | John Daniel Cecchino Iii | John Daniel Cecchino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Cecchino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view John Cecchino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2022 - Present

THRIVENT INVESTMENT MANAGEMENT INC.

Office #2: 600 Portland Ave S, Minneapolis, MN 55415

RIA

CRD#: 18387

Boston, MA

Current

January 25, 2022 - Present

THRIVENT INVESTMENT MANAGEMENT INC.

Office #1: 600 Portland Ave S, Minneapolis, MN 55415

RIA

CRD#: 18387

Minneapolis, MN

Past

February 19, 2021 - January 24, 2022

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

January 6, 2020 - April 27, 2020

MILLINGTON SECURITIES, INC.

CRD#: 147298

RED BANK, NJ

Past

May 28, 2019 - April 27, 2020

WBI INVESTMENTS, LLC

RIA

CRD#: 106336

RED BANK, NJ

Past

May 23, 2019 - December 31, 2019

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Red Bank, NJ

Past

June 2, 2016 - September 27, 2018

NORTHERN TRUST INVESTMENTS, INCORPORATED

RIA

CRD#: 105780

HOBOKEN, NJ

Past

May 23, 2016 - September 27, 2018

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Past

January 14, 2014 - January 7, 2015

THORNBURG INVESTMENT MANAGEMENT INC

RIA

CRD#: 106357

HOBOKEN, NJ

Past

February 14, 2013 - January 7, 2015

THORNBURG SECURITIES LLC

CRD#: 14857

SANTA FE, NM

Past

July 18, 2011 - January 30, 2013

TOCQUEVILLE SECURITIES L.P.

CRD#: 26001

NEW YORK, NY

Past

November 24, 2009 - December 31, 2009

UBS ASSET MANAGEMENT (US) INC.

RIA

CRD#: 583

AVENTURA, FL

Past

July 13, 2004 - December 31, 2009

UBS ASSET MANAGEMENT (US) INC.

CRD#: 583

AVENTURA, FL

Past

August 12, 2003 - June 21, 2004

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THRIVENT INVESTMENT MANAGEMENT INC.

AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.

CRD#: 18387 / SEC#: 801-29618, 8-36525

RIA

Registered Investment Advisory firm - SEC (5/18/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/22/2023)

IAR

Connecticut
(8/23/2023)

Minnesota
(4/11/2023)

IAR

Minnesota
(4/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/2/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THRIVENT INVESTMENT MANAGEMENT INC.

AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.

CRD#: 18387 / SEC#: 801-29618, 8-36525

RIA

Registered Investment Advisory firm - SEC (5/18/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

600 Portland Avenue South, Minneapolis, MN 55415

Mailing Address

600 Portland Avenue South, Minneapolis, MN 55415

Phone number

+1 (800) 847-4836

Established

Delaware since 07/29/1986

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

3,846

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

THRIVENT INVESTMENT MANAGEMENT INC. ADVISORFLEX MANAGED VARIABLE ANNUITY PROGRAM (6/30/2025)

THRIVENT INVESTMENT MANAGEMENT INC MANAGED ACCOUNTS PROGRAM (6/30/2025)

THRIVENT INVESTMENT MANAGEMENT INC. DEDICATED PLANNING SERVICES (6/30/2025)

Direct owners and executive officers

Name	Position	CRD#
THRIVENT FINANCIAL HOLDINGS, INC.	OWNER
BIRR, THOMAS JOHN	VICE PRESIDENT	4148092
BOUSU, CALEB ANTHONY	DIRECTOR	7877353
CECERE, NICHOLAS M	DIRECTOR	1513551
GILCHRIST, TONIA NICOLE JAMES	CHIEF LEGAL OFFICER & SECRETARY	4777233
GOLIS, ANDREA CORIN	CHIEF COMPLIANCE OFFICER	1401462
JOHNSON, ARIKA VIKTORIA	DIRECTOR	5580869
JOHNSTON, PAUL ROBERTS	DIRECTOR	2065882
KLOSTER, DAVID JACOB	PRESIDENT	2523240
NORGARD, ANDREW DYLAN	TREASURER	6868385

Regulatory assets under management

Total Number of Accounts	48,940
AUM (Assets Under Management)	$ 17,499,525,490

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/21/2024	Cover Page	Report
01/25/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John Cecchino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Cecchino's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view John Cecchino's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT INVESTMENT MANAGEMENT INC.

FORESIDE FUND SERVICES, LLC

MILLINGTON SECURITIES, INC.

WBI INVESTMENTS, LLC

FORESIDE FUND SERVICES, LLC

NORTHERN TRUST INVESTMENTS, INCORPORATED

NORTHERN TRUST SECURITIES, INC.

THORNBURG INVESTMENT MANAGEMENT INC

THORNBURG SECURITIES LLC

TOCQUEVILLE SECURITIES L.P.

UBS ASSET MANAGEMENT (US) INC.

UBS ASSET MANAGEMENT (US) INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

THRIVENT INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2014

Series 66

Date: 7/2/2009

SIE

Date: 9/27/2018

Series 7

Date: 8/11/2003

FINRA

Current Firm

THRIVENT INVESTMENT MANAGEMENT INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

THRIVENT INVESTMENT MANAGEMENT INC.

TRUST BUT VERIFY

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