Andrew S. Pohlman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Stephen Pohlman, who also goes by Andrew Steven Pohlman, Andy Steven Pohlman, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2003. Andrew had worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2024 - April 27, 2025
PACIFIC FIRST WEALTH MANAGEMENT LLC
July 28, 2020 - May 4, 2023
LPL FINANCIAL LLC
July 21, 2020 - May 4, 2023
LPL FINANCIAL LLC
January 11, 2019 - December 16, 2019
LPL FINANCIAL LLC
January 10, 2019 - December 16, 2019
LPL FINANCIAL LLC
January 5, 2015 - January 11, 2017
LPL FINANCIAL LLC
November 6, 2014 - January 11, 2017
LPL FINANCIAL LLC
October 24, 2011 - March 27, 2014
ELLIOTT COVE CAPITAL MANAGEMENT
May 22, 2008 - September 17, 2010
LPL FINANCIAL LLC
May 22, 2008 - September 17, 2010
LPL FINANCIAL LLC
February 1, 2008 - November 5, 2008
FREEDOM COVE WEALTH ADVISORS LLC
October 13, 2006 - September 4, 2007
DFC INVESTOR SERVICES
August 10, 2004 - January 23, 2008
ELLIOTT COVE CAPITAL MANAGEMENT
February 10, 2003 - December 15, 2003
ELLIOTT COVE CAPITAL MANAGEMENT
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
PACIFIC FIRST WEALTH MANAGEMENT LLC
CRD#: 329983 / SEC#:
Contact information
Red Flags
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