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GH

Gregory O. Hock

Some features on this profile are disabled
CRD#: 4629004
GH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Owen Hock, who also goes by Gregory Hock, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 2006. Gregory had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gregory Hock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FABULOUS FOODS LIMITED, NON INVESTMENT RELATED, 15305 WATSONVILLE ROAD MORGAN HILL CA 95037, LEASE CONDUIT, VICE PRESIDENT, 11/26/86, ACCOUNTING; GOALPULSE, INC., NON INVESTMENT RELATED, 4333 N SHASTA LOOP EUGENE OR 97405, CONSULTING, PRESIDENT, 1/6/05, 2 HRS/MONTH, CONSULTANT; 15305 LLC, NON INVESTMENT RELATED, 15305 WATSONVILLE ROAD MORGAN HILL CA 95307, PROPERTY OWNERSHIP, MANAGING MEMBER, 7/1/04, MANAGEMENT; CSSC INSURANCE SERVICES, INC., INVESTMENT RELATED, 755 WEST BIG BEAVER SUITE 2000 TROY MI 48084, INSURANCE AGENCY, INSURANCE PRODUCER, 2/8/07, 3 HRS/MONTH, MEET WITH CLIENTS REGARDING INSURANCE NEEDS; DIKAIOS GROUP, LLC, INVESTMENT RELATED, 15305 Watsonville Rd, Morgan Hill CA, 95037, FINANCIAL SERVICES, MEMBER, 5/4/10, 48 HRS/MONTH, MANAGERIAL AND SERVICING CLIENTS; HOCK COMPANY, NON INVESTMENT RELATED, 15305 WATSONVILLE ROAD MORGAN HILL CA 95037, HOCK COMPANY, OWNER, 6/1/04, 128 HRS/MONTH, DUTIES INCLUDE EVERYTHING; CSSC INVESTMENT ADVISORY SERVICES, INC., INVESTMENT RELATED, 711 COLORADO AVE PALO ALTO CA 94303, PROVIDE ADVISORY SERVICES, ADVISORY REPRESENTATIVE, 4/1/06, 48 HRS/MONTH, MEET WITH CLIENTS, REVIEW QUARTERLY INVESTMENT REPORTS, MAKE RECOMMENDATIONS; EUGENE KIDS, LLC, NON INVESTMENT RELATED, 1995 POTTER ST EUGENE OR 97405, INVESTMENTS WITHIN A TRUST FOR KIDS COLLEGE EDUCATION, MANAGING MEMBER, 12/1/08, 2 HRS/MONTH, INVESTMENT DECISIONS; THE NEST, NON INVESTMENT RELATED, PO BOX 2065 BURLINGAME CA 94011, SAFE HOUSE UNDER ANOTHER 501(C)3 FREEDOM HOUSE, CO-FOUNDER, DIRECTOR, 10/1/12, 2 HRS/MONTH, HELPED CO-FOUND AND PROVIDE FINANCIAL SUPPORT, BOARD MEMBER; Molecular Decoys, Inc., non investment related, 711 Colorado Ave. Palo Alto CA 94303, Biotech, Interim CFO, 7-1-16, 2 hrs/per month, CFO; EUGENE KIDS LLC, MANAGING MEMBER, 12/2008; 15305 LLC, MANAGING MEMBER, 04/2007; HOCK COMPANY LLP (fka Hock & Company), PARTNER OWNER, 6/2004

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 7, 2018 - July 24, 2024

ENLIGHTENED FINANCE LLC

RIA
CRD#: 282965
Morgan Hill, CA
Past

March 21, 2007 - June 27, 2018

CSSC BROKERAGE SERVICES, INC.

BD
CRD#: 141630
PALO ALTO, CA
Past

August 8, 2006 - September 4, 2018

TRUSTEE EMPOWERMENT & PROTECTION, INC.

RIA
CRD#: 108249
PALO ALTO, CA
Past

May 10, 2006 - March 21, 2007

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
MORGAN HILL, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/31/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/27/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/8/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/5/2006
General Securities Principal Examination

Current Firm

EF
ENLIGHTENED FINANCE LLC
BANKLER ADVISORY SERVICES, LLP | SEXTANT ADVISOR GROUP | FORTIFIED WEALTH | ENLIGHTENED FINANCE LLC | DIKAIOS GROUP, LLC | BLACKHEATH CAPITAL MANAGMENT

CRD#: 282965 / SEC#: 801-127653

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Contact information

Main Address
Largo, FL
Mailing Address
Phone number
(248) 854-1696
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Part 2 Brochures

ADVISORY SERVICES DISCLOSURE (3/22/2024)

Regulatory assets under management

Total Number of Accounts358
AUM (Assets Under Management)$ 116,347,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENLIGHTENED FINANCE LLC

CRD#: 282965

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