AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
GH

Gregory Owen Hock

CRD# 4629004·Registered 2006 - 2024
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Owen Hock, who also goes by Gregory Hock, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 2006 - 2024. Gregory had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gregory Hock

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

20 years in the financial services industry

Current & Past Employments

ENLIGHTENED FINANCE LLC·CRD# 282965
RIA
Morgan Hill, CA
May 7, 2018 - July 24, 2024
CSSC BROKERAGE SERVICES, INC.·CRD# 141630
BD
Palo Alto, CA
March 21, 2007 - June 27, 2018
TRUSTEE EMPOWERMENT & PROTECTION, INC.·CRD# 108249
RIA
Palo Alto, CA
August 8, 2006 - September 4, 2018
MUTUAL SERVICE CORPORATION·CRD# 4806
BD
Morgan Hill, CA
May 10, 2006 - March 21, 2007

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

EF
ENLIGHTENED FINANCE LLC

BANKLER ADVISORY SERVICES, LLP | SEXTANT ADVISOR GROUP | FORTIFIED WEALTH | ENLIGHTENED FINANCE LLC | DIKAIOS GROUP, LLC | BLACKHEATH CAPITAL MANAGMENT

CRD#: 282965 / SEC#: 801-127653

Contact Information

Main Address

Largo, FL

Phone Number

(248) 854-1696

# of Employees

6

Documents

Latest Form ADV

Part 2 Brochures

ADVISORY SERVICES DISCLOSURE (3/22/2024)

Regulatory Assets Under Management

Total Number of Accounts

358

AUM (Assets Under Management)

$116,347,246

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FABULOUS FOODS LIMITED, NON INVESTMENT RELATED, 15305 WATSONVILLE ROAD MORGAN HILL CA 95037, LEASE CONDUIT, VICE PRESIDENT, 11/26/86, ACCOUNTING; GOALPULSE, INC., NON INVESTMENT RELATED, 4333 N SHASTA LOOP EUGENE OR 97405, CONSULTING, PRESIDENT, 1/6/05, 2 HRS/MONTH, CONSULTANT; 15305 LLC, NON INVESTMENT RELATED, 15305 WATSONVILLE ROAD MORGAN HILL CA 95307, PROPERTY OWNERSHIP, MANAGING MEMBER, 7/1/04, MANAGEMENT; CSSC INSURANCE SERVICES, INC., INVESTMENT RELATED, 755 WEST BIG BEAVER SUITE 2000 TROY MI 48084, INSURANCE AGENCY, INSURANCE PRODUCER, 2/8/07, 3 HRS/MONTH, MEET WITH CLIENTS REGARDING INSURANCE NEEDS; DIKAIOS GROUP, LLC, INVESTMENT RELATED, 15305 Watsonville Rd, Morgan Hill CA, 95037, FINANCIAL SERVICES, MEMBER, 5/4/10, 48 HRS/MONTH, MANAGERIAL AND SERVICING CLIENTS; HOCK COMPANY, NON INVESTMENT RELATED, 15305 WATSONVILLE ROAD MORGAN HILL CA 95037, HOCK COMPANY, OWNER, 6/1/04, 128 HRS/MONTH, DUTIES INCLUDE EVERYTHING; CSSC INVESTMENT ADVISORY SERVICES, INC., INVESTMENT RELATED, 711 COLORADO AVE PALO ALTO CA 94303, PROVIDE ADVISORY SERVICES, ADVISORY REPRESENTATIVE, 4/1/06, 48 HRS/MONTH, MEET WITH CLIENTS, REVIEW QUARTERLY INVESTMENT REPORTS, MAKE RECOMMENDATIONS; EUGENE KIDS, LLC, NON INVESTMENT RELATED, 1995 POTTER ST EUGENE OR 97405, INVESTMENTS WITHIN A TRUST FOR KIDS COLLEGE EDUCATION, MANAGING MEMBER, 12/1/08, 2 HRS/MONTH, INVESTMENT DECISIONS; THE NEST, NON INVESTMENT RELATED, PO BOX 2065 BURLINGAME CA 94011, SAFE HOUSE UNDER ANOTHER 501(C)3 FREEDOM HOUSE, CO-FOUNDER, DIRECTOR, 10/1/12, 2 HRS/MONTH, HELPED CO-FOUND AND PROVIDE FINANCIAL SUPPORT, BOARD MEMBER; Molecular Decoys, Inc., non investment related, 711 Colorado Ave. Palo Alto CA 94303, Biotech, Interim CFO, 7-1-16, 2 hrs/per month, CFO; EUGENE KIDS LLC, MANAGING MEMBER, 12/2008; 15305 LLC, MANAGING MEMBER, 04/2007; HOCK COMPANY LLP (fka Hock & Company), PARTNER OWNER, 6/2004

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2006About the Series 24 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
GH
Follow Gregory
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required