Beverley R. Wellford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beverley Randolph Wellford SR, who also goes by Bev Wellford, Beverley Randolph Wellford, Sr Beverley Randolph Wellford, was a registered financial professional .
Beverley is a previously registered financial professional and started their career in finance in 1972. Beverley had worked at 7 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 1989 - January 6, 1992
SHONE ASSOCIATES, LTD.
February 24, 1988 - January 10, 1989
TOWER SQUARE SECURITIES, INC.
October 14, 1982 - February 18, 1988
JOHN HANCOCK DISTRIBUTORS LLC
April 13, 1982 - April 19, 1982
THOMSON MCKINNON SECURITIES INC.
December 3, 1981 - July 19, 1982
CECIL, WALLER & STERLING, INC.
November 12, 1981 - December 2, 1981
THOMSON MCKINNON SECURITIES INC.
November 19, 1975 - March 20, 1981
CAPITAL PLACEMENT SERVICE
January 21, 1972 - September 17, 1975
IRG SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/11/1969
Registered Representative ExaminationSeries 00
Date: 5/22/1972
General Securities Principal ExaminationCurrent Firm
SHONE ASSOCIATES, LTD.
CRD#: 22939 / SEC#: , 8-40053
Contact information
Documents
Red Flags
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