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Beverley R. Wellford

Some features on this profile are disabled
CRD#: 462886
BW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Beverley Randolph Wellford SR, who also goes by Bev Wellford, Beverley Randolph Wellford, Sr Beverley Randolph Wellford, was a registered financial professional .

Beverley is a previously registered financial professional and started their career in finance in 1972. Beverley had worked at 7 firms and has passed the Series 1 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bev Wellford | Beverley Randolph Wellford | Sr Beverley Randolph Wellford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 3, 1989 - January 6, 1992

SHONE ASSOCIATES, LTD.

BD
CRD#: 22939
Past

February 24, 1988 - January 10, 1989

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
Past

October 14, 1982 - February 18, 1988

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
Past

April 13, 1982 - April 19, 1982

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

December 3, 1981 - July 19, 1982

CECIL, WALLER & STERLING, INC.

BD
CRD#: 7157
Past

November 12, 1981 - December 2, 1981

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

November 19, 1975 - March 20, 1981

CAPITAL PLACEMENT SERVICE

BD
CRD#: 6927
Past

January 21, 1972 - September 17, 1975

IRG SECURITIES, INC.

BD
CRD#: 4182

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 1
Date: 8/11/1969
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 00
Date: 5/22/1972
General Securities Principal Examination

Current Firm

SA
SHONE ASSOCIATES, LTD.
SHONE ASSOCIATES, LTD.

CRD#: 22939 / SEC#: , 8-40053

BD
Terminated by SEC on 02/05/2005
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 07/18/1988
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SHONE, MICHAEL WILLIAMPRESIDENT732323

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHONE ASSOCIATES, LTD.

CRD#: 22939

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