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Jerry Cornelius Brown

CRD# 4628829·Registered 2003 - 2016
Previously Registered: Being a previously registered professional could mean that Jerry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jerry Cornelius Brown was a registered financial advisor. Jerry was a previously registered financial professional and started their career in finance 2003 - 2016. Jerry had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

OAK GROVE INVESTMENT SERVICES, INC.·CRD# 46343
BD
Rochester, IL
September 3, 2015 - December 31, 2016
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Warrenville, IL
August 2, 2013 - February 5, 2015
WORLD GROUP SECURITIES, INC.·CRD# 114473
BD
Oakbrook, IL
October 19, 2007 - August 20, 2008
OAK GROVE INVESTMENT SERVICES, INC.·CRD# 46343
BD
Rochester, IL
February 17, 2003 - October 20, 2005

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Current Firm

OG
OAK GROVE INVESTMENT SERVICES, INC.

ACORN INVESTMENT SERVICES, INC. | OAK GROVE INVESTMENT SERVICES, INC.

CRD#: 46343 / SEC#: 8-51388
BD
Terminated by SEC on 02/25/2017

Contact Information

Established

Illinois since 09/29/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
RETIREMENT DEFENDERS.ORG, INC.SHAREHOLDER—
MCENANEY, KIMBERLY IRENEFINOP4760373
NAUGHTON, GERALD EDWINCHIEF COMPLIANCE OFFICER5108021
PETTYJOHN, MARK CHARLESPRESIDENT & DIRECTOR & CEO1141552
WOODS, DONALD LLOYDDIRECTOR3149570

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2013About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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