Dominic S. Mirretti

MIRRETTI PERRYMAN WEALTH STRATEGIES

Skokie, IL 60076

Some features on this profile are disabled

CRD#: 4628745

Professional summary

Dominic Stephen Mirretti is a registered financial advisor currently at MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC located in Skokie, Illinois.

Dominic is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Dominic has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Independent Insurance Agent. 2. Name of Business: Evanston Youth Hockey Association Address: 1801 Main St., Evanston, IL, 60202, United States Activity Type: Other Position/Title: Coach Investment Related: No Start Date: 09/01/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Coaching 3-4 practices a week. Coaching 1-3 games per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominic Stephen Mirretti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2022 - Present

MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC

Office #1: 4711 W Golf Road Suite 402, Skokie, IL 60076

RIA

CRD#: 319408

Skokie, IL

Past

March 21, 2016 - May 9, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SKOKIE, IL

Past

March 18, 2016 - May 9, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SKOKIE, IL

Past

December 3, 2004 - March 24, 2016

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

EVANSTON, IL

Past

April 18, 2003 - March 24, 2016

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

EVANSTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC

CRD#: 319408 / SEC#: 801-123711

RIA

Registered Investment Advisory firm - (4/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/15/2022)

IAR

Texas
(4/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/16/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/4/2016

General Securities Principal Examination

Current Firm

MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC

CRD#: 319408 / SEC#: 801-123711

RIA

Registered Investment Advisory firm - (4/15/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4711 W Golf Road Suite 402, Skokie, IL 60076

Mailing Address

Phone number

(847) 983-0123

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC 2A BROCHURE (3/26/2025)

MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC WRAP BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	645
AUM (Assets Under Management)	$ 160,987,131

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dominic S. Mirretti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominic Stephen Mirretti's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2004

Series 63

Date: 5/16/2003

SIE

Date: 10/1/2018

Series 7

Date: 4/17/2003

Series 24

Date: 10/4/2016

Current Firm

MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

Similar Advisors