Paula G. George Staples
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paula Gail George Staples, who also goes by Paula Gail George, was a registered financial professional .
Paula is a previously registered financial professional and started their career in finance in 2003. Paula had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Western Nevada College
Associate of Arts - Business and General Studies
1996
Experience
July 16, 2018 - November 6, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 24, 2007 - November 6, 2024
FIDELITY BROKERAGE SERVICES LLC
August 3, 2006 - October 2, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
July 20, 2004 - July 16, 2018
STRATEGIC ADVISERS LLC
July 9, 2004 - August 3, 2006
FIDELITY BROKERAGE SERVICES LLC
February 10, 2004 - June 16, 2004
WELLS FARGO INVESTMENTS, LLC
December 8, 2003 - June 16, 2004
WELLS FARGO INVESTMENTS, LLC
March 17, 2003 - October 3, 2003
CUNA BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY PERSONAL AND WORKPLACE ADVISORS
VP, Wealth PlannerCRD#: 288590TRUST BUT VERIFY
Monitor Paula George Staples
Get automatic monthly alerts on:
