Gus A. Velleco

Some features on this profile are disabled

CRD#: 4628667

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gus Anthony Velleco, who also goes by Gus A Velleco, Gus Velleco, was a registered financial professional .

Gus is a previously registered financial professional and started their career in finance in 2003. Gus had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 22, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gus A Velleco | Gus Velleco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 30, 2018 - October 19, 2021

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

CLEARWATER, FL

Past

April 5, 2018 - October 19, 2021

EVERLAKE DISTRIBUTORS, LLC

CRD#: 100460

NORTHBROOK, IL

Past

June 30, 2016 - April 17, 2018

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Coconut Creek, FL

Past

May 25, 2016 - April 17, 2018

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Coconut Creek, FL

Past

July 21, 2015 - January 9, 2016

OSAIC SERVICES, INC.

CRD#: 133763

PENSACOLA, FL

Past

November 27, 2006 - September 14, 2007

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

CUMBERLAND, RI

Past

June 27, 2006 - September 14, 2007

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

CUMBERLAND, RI

Past

January 30, 2004 - July 24, 2006

NYLIFE SECURITIES LLC

CRD#: 5167

CUMBERLAND, RI

Past

March 28, 2003 - January 5, 2004

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/27/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/21/2015

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 11/8/2006

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/1/2017

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 6/20/2016

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gus A. Velleco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EVERLAKE DISTRIBUTORS, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

OSAIC SERVICES, INC.

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

NYLIFE SECURITIES LLC

CAPITAL BROKERAGE CORPORATION

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2016

Series 63

Date: 9/14/2015

SIE

Date: 10/1/2018

Series 7

Date: 12/27/2016

Series 6

Date: 7/21/2015

Series 22

Date: 11/8/2006

Series 24

Date: 9/1/2017

Series 26

Date: 6/20/2016

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors