Andrew M. Combs

NUVEEN ASSET MANAGEMENT

CHICAGO, IL 60606

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CRD#: 4628623

Professional summary

Andrew Michael Combs, who also goes by Andrew M Combs, Andrew Combs, is a registered financial advisor currently at NUVEEN ASSET MANAGEMENT, LLC located in Chicago, Illinois and NUVEEN SECURITIES, LLC located in Chicago, Illinois.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Andrew has worked at 9 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew M Combs | Andrew Combs

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SOCIETY OF FINANCIAL SERVICES PROFESSIONALS - DETROIT CHAPTER; MEMBER OF THE BOARD OF TRUSTEES; WILL ATTEND QUARTERLY BOARD MEETINGS AND PAY $250 IN DUES ANNUALLY; APPROXIMATELY 2 HOURS PER QUARTER; MEETINGS WILL BE CONDUCTED DURING WORK HOURS; WILL NOT CONFLICT WITH MY RESPONSIBILITIES AT NUVEEN; NO COMPENSATION; START DATE: 8/6/2018.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Michael Combs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2015 - Present

NUVEEN ASSET MANAGEMENT, LLC

Office #1: 333 West Wacker Drive, Chicago, IL 60606

RIA

CRD#: 155584

CHICAGO, IL

Current

May 6, 2015 - Present

NUVEEN SECURITIES, LLC

Office #1: 333 West Wacker Drive, Chicago, IL 60606-1286

CRD#: 469

Chicago, IL

Past

August 25, 2014 - May 1, 2015

INCAPITAL DISTRIBUTORS LLC

CRD#: 156622

DELRAY BEACH, FL

Past

August 5, 2014 - May 1, 2015

INSPEREX LLC

CRD#: 101420

DELRAY BEACH, FL

Past

May 14, 2012 - August 7, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

BIRMINGHAM, MI

Past

June 28, 2011 - May 15, 2012

WILLIAM BLAIR

RIA

CRD#: 1252

CHICAGO, IL

Past

June 28, 2011 - May 15, 2012

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

January 1, 2005 - June 4, 2010

VAN KAMPEN ADVISORS INC

RIA

CRD#: 104703

HERMOSA BEACH, CA

Past

June 4, 2003 - June 4, 2010

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

March 12, 2003 - May 30, 2003

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NUVEEN ASSET MANAGEMENT, LLC

CRD#: 155584 / SEC#: 801-71957

RIA

Registered Investment Advisory firm - (11/24/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Illinois
(5/29/2015)

Michigan
(5/6/2015)

Ohio
(12/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/28/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/21/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/20/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/2/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/10/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NUVEEN ASSET MANAGEMENT, LLC

CRD#: 155584 / SEC#: 801-71957

RIA

Registered Investment Advisory firm - (11/24/2010 Approved)

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Contact information

Main Address

333 West Wacker Drive, Chicago, IL 60606

Mailing Address

Phone number

(312) 917-7700

Established

Firm type

Fiscal year end

# of Employees

373

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NUVEEN ASSET MANAGEMENT, LLC FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	71,370
AUM (Assets Under Management)	$ 259,916,966,911

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/21/2025	Cover Page	Report
12/19/2024	Cover Page	Report
12/15/2023	Cover Page	Report
12/15/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew M. Combs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Michael Combs's CRS (Customer Relationship Summary).

Certified licenses

Experience

NUVEEN SECURITIES, LLC

INCAPITAL DISTRIBUTORS LLC

INSPEREX LLC

J.P. MORGAN SECURITIES LLC

WILLIAM BLAIR

WILLIAM BLAIR

VAN KAMPEN ADVISORS INC

INVESCO CAPITAL MARKETS, INC.

DWS DISTRIBUTORS, INC.

Primary Firm SEC Registration

NUVEEN ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/28/2015

Series 66

Date: 12/21/2004

Series 63

Date: 3/20/2003

SIE

Date: 10/1/2018

Series 7

Date: 4/2/2004

Series 6

Date: 3/10/2003

FINRA

Current Firm

NUVEEN ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NUVEEN ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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