Christopher R. Maggi

MAGGI INVESTMENT SERVICES

Palm Harbor, FL 34685

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CRD#: 4628588

Professional summary

Christopher Robert Maggi, who also goes by Christopher Maggi, is a registered financial advisor currently at MAGGI INVESTMENT SERVICES, LLC located in Palm Harbor, Florida.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Christopher has worked at 5 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Maggi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAGGI TAX ADVISORY GROUP, INC. VICE PRESIDENT INSURANCE SALES OF FIXED ANNUITIES, LIFE, LONG TERM CARE & TAX PREPARATION/TAX REVIEWS 4114 WOODLANDS PKWY, SUITE 303B PALM HARBOR, FL 34685 SINCE 11/2003 APPROXIMATELY 40 HOURS PER WEEK IN INSURANCE BUSINESS AND 3 MONTHS OF THE YEAR IN TAX BUSINESS. COLLEGE FUNDING OF TAMPA BAY; NON-INVESTMENT RELATED; 08/2021; PALM HARBOR, FL; VICE PRESIDENT; PROVIDES COLLEGE AND FINANICAL AID EDUCATION AND RESOURCES; MINIMAL AMOUNT OF TIME SPENT ON ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Maggi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2011 - Present

MAGGI INVESTMENT SERVICES, LLC

Office #1: 4114 Woodlands Pkwy Ste. 303b, Palm Harbor, FL 34685Office #2: 212 Crystal Gove Blvd., Lutz, FL 33548Office #3: 3663 Central Avenue, St. Petersburg, FL 33713

RIA

CRD#: 156856

Palm Harbor, FL

Past

August 28, 2007 - September 8, 2010

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

PALM HARBOR, FL

Past

January 20, 2006 - August 23, 2006

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

CLEARWATER, FL

Past

November 4, 2003 - December 31, 2005

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

March 11, 2003 - July 28, 2003

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/19/2011)

IAR

Texas
(6/21/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 3/8/2003

General Securities Representative Examination

Current Firm

MAGGI INVESTMENT SERVICES, LLC

FEDERAL EDUCATORS | MAGGI TAX ADVISORY GROUP, INC. | MAGGI TAX ADVISORY & FINANCIAL GROUP | MAGGI INVESTMENT SERVICES, LLC

CRD#: 156856 / SEC#:

Florida

Registered Investment Advisory firm - (4/19/2011 Approved)

Texas

Registered Investment Advisory firm - (6/21/2013 Conditional Restricted)

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Contact information

Main Address

3895 Tampa Road, Oldmar, FL 34677

Mailing Address

Phone number

(727) 799-1701

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 3,020,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher R. Maggi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Robert Maggi's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAGGI INVESTMENT SERVICES, LLC

MIDAMERICA FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

KESTRA INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/2010

Series 7

Date: 3/8/2003

Current Firm

MAGGI INVESTMENT SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MAGGI INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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