Scott D. Brouillette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Daniel Brouillette, who also goes by Scott D. Brouillette Mr., Scott D. Brouillette, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2003. Scott had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2013 - June 28, 2017
EDELMAN FINANCIAL ENGINES
November 5, 2009 - April 1, 2013
CHARLES SCHWAB & CO., INC.
January 1, 2008 - October 2, 2009
FIDELITY BROKERAGE SERVICES LLC
December 21, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
February 17, 2003 - May 11, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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