David H. Portnoy
Professional summary
David Henry Portnoy, CFP® is a registered financial advisor currently at UPSPRING CAPITAL LLC located in Dallas, Texas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Henry Portnoy's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2018 - Present
UPSPRING CAPITAL LLC
Office #1: 4141 Office Parkway, Dallas, TX 75204November 13, 2017 - February 6, 2018
CALTON & ASSOCIATES, INC.
May 13, 2004 - February 9, 2018
WESTPARK WEALTH ADVISORS, INC.
March 14, 2003 - December 31, 2004
IMS SECURITIES, INC.
March 10, 2003 - November 9, 2017
IMS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/13/2018)
Exams
Current Firm
UPSPRING CAPITAL LLC
CRD#: 292010 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 91 |
| AUM (Assets Under Management) | $ 83,845,695 |
Red Flags
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Company Information
UPSPRING CAPITAL LLC
CRD#: 292010Dallas, TX 75204TRUST BUT VERIFY
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