Scott J. Jacob

ALPHASTAR CAPITAL MANAGEMENT

Milford, CT 06460

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CRD#: 4628123

Professional summary

Scott James Jacob, ChFC®, who also goes by Scott J Jacob, is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Milford, Connecticut.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Scott has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott J Jacob

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MILFORD FINANCIAL INVESTMENT RELATED 185 PLAINS RD SUITE 202E MILFORD CT 06460 INDIVIDUAL LIFE, GROUP HEALTH AND LONG TERM CARE AND DISABILITY INSURANCE SALES/AGENT - START DATE: 01/01/2011 NO HRS/MO: 5 /NO HRS/MO DUR TRADING: 5 (2) NAME: MILFORD FINANCIAL INV REL: Y ADD: 185 PLAINS RD SUITE 202E MILFORD CT 06461 NATURE: INDIVIDUAL LIFE, GROUP HEALTH POSITION: SALES / AGENT START DATE:01/01/2011 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5 Flodown Hockey LLC/Non-investment related/185 Plains Rd. Suite 202E, Milford CT 06461/Hockey Coaching/Owner/03.2023/ 6 hours monthly/ 0 hours monthly during trading hours/Individual and team hockey coaching

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott James Jacob's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

June 11, 2020 - Present

ALPHASTAR CAPITAL MANAGEMENT

Office #1: 3 Lafayette St. Suite 101, Milford, CT 06460

RIA

CRD#: 157423

Milford, CT

Past

March 20, 2017 - June 15, 2020

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

MILFORD, CT

Past

January 20, 2017 - June 15, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

MILFORD, CT

Past

July 28, 2014 - December 12, 2016

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

MILFORD, CT

Past

June 20, 2014 - December 12, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

MILFORD, CT

Past

May 14, 2013 - June 19, 2014

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

MILFORD, CT

Past

October 22, 2010 - June 19, 2014

ONEAMERICA SECURITIES, INC.

CRD#: 4173

MILFORD, CT

Past

February 26, 2008 - November 18, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

STAMFORD, CT

Past

October 29, 2003 - January 15, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

WESTPORT, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/11/2020)

IAR

Florida
(11/12/2020)

IAR

Massachusetts
(9/15/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/24/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/28/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

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Contact information

Main Address

19600 West Catawba Avenue Suite B200, Cornelius, NC 28031

Mailing Address

Phone number

(855) 340-2514

Established

Firm type

Fiscal year end

# of Employees

124

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,592
AUM (Assets Under Management)	$ 1,841,154,148

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/12/2023	Cover Page	Report
06/27/2023	Cover Page	Report
01/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott J. Jacob

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott James Jacob's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ALPHASTAR CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 9/24/2004

SIE

Date: 10/1/2018

Series 6

Date: 10/28/2003

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHASTAR CAPITAL MANAGEMENT

TRUST BUT VERIFY

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