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KG

Kevin T. Gannon

ROBERT A. STANGER & COMPANY
Shrewsbury, NJ 07702
Some features on this profile are disabled
CRD#: 4628103
KG

Professional summary

Kevin Thomas Gannon is a registered financial professional currently at ROBERT A. STANGER & COMPANY, INC. located in Shrewsbury, New Jersey.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2004. Kevin has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Thomas Gannon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 2, 2004 - Present

ROBERT A. STANGER & COMPANY, INC.

Office #1: 1129 Broad Street Suite 201, Shrewsbury, NJ 07702Office #2: 1129 Broad Street Suite 201, Shrewsbury, NJ 07702
BD
CRD#: 11807
Shrewsbury, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/15/2007)
RR
Florida
(10/4/2007)
RR
Illinois
(1/2/2008)
RR
New Jersey
(11/2/2004)
RR
New York
(1/21/2005)
RR
Pennsylvania
(9/24/2007)
RR
Texas
(8/30/2007)

Exams

State Security Law Exam
RR
Series 63
Date: 11/29/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/1/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/1/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RA
ROBERT A. STANGER & COMPANY, INC.
ROBERT A. STANGER & ASSOCIATES | STRANGER JOY ASSOCIATES | STANGER JOY WILSON ASSOCIATES, LTD. | STANGER JOY ASSOCIATES | SJW ASSOCIATES LTD. | ROBERT A. STANGER & COMPANY, INC.

CRD#: 11807 / SEC#: , 8-27120

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
1129 Broad Street Suite 201, Shrewsbury, NJ 07702
Mailing Address
1129 Broad Street Suite 201, Shrewsbury, NJ 07702
Phone number
(732) 389-3600
Established
New Jersey since 08/12/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GANNON, KEVIN THOMASCHAIRMAN AND CEO4628103
HULL, KEVIN KITTCHIEF COMPLIANCE OFFICER, POO, PFO AND FINOP2104329

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBERT A. STANGER & COMPANY, INC.

CRD#: 11807Shrewsbury, NJ 07702

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