Patricia A. Occhiogrossi
Professional summary
Patricia Ann Occhiogrossi, who also goes by P ,a Occhiogrossi, Tricia Occhiogrossi, Trish Occhiogrossi, is a registered financial professional currently at INTE SECURITIES LLC located in Boca Raton, Florida.
Patricia is registered as a RR (Registered Representative) and started their career in finance in 2003. Patricia has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricia Ann Occhiogrossi's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2011 - Present
INTE SECURITIES LLC
Office #1: 7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433Office #2: 42 Broadway, Suite 12-128, New York, NY 10004January 5, 2005 - April 4, 2008
REUTERS TRANSACTION SERVICES LLC
January 31, 2003 - May 25, 2004
STUART FRANKEL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 5/28/2025
Operations Professional ExaminationFINRA
Current Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INTE SECURITIES LLC
CRD#: 47107Boca Raton, FL 33433TRUST BUT VERIFY
Monitor Patricia Occhiogrossi
Get automatic monthly alerts on: