Rebecca L. Tipton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Louise Tipton, CFP®, who also goes by Rebecca Louise Baldwin, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 2003. Rebecca had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
October 1, 2024 - October 17, 2025
LINEWEAVER WEALTH ADVISORS
June 25, 2003 - September 19, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
April 23, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
April 23, 2003 - September 19, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
LINEWEAVER WEALTH ADVISORS
CRD#: 173310 / SEC#: 801-80580
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINEWEAVER WEALTH ADVISORS
CRD#: 173310 / SEC#: 801-80580
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,544 |
| AUM (Assets Under Management) | $ 908,445,099 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
