Ashish S. Kulkarni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ashish Sadashiv Kulkarni was a registered financial professional .
Ashish is a previously registered financial professional and started their career in finance in 2003. Ashish had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2003 - February 20, 2018
STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C.
Primary Firm SEC Registration
STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C.
CRD#: 114922 / SEC#: 801-60513
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C.
CRD#: 114922 / SEC#: 801-60513
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 6,804,963,665 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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