Scott C. Buchanan

ROYAL AMERICAN FINANCIAL ADVISORS

MENIFEE, CA 92584

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CRD#: 4627659

Professional summary

Scott Christian Buchanan is a registered financial advisor currently at ROYAL AMERICAN FINANCIAL ADVISORS, LLC located in Menifee, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Scott has worked at 2 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROYAL AMERICAN FINANCIAL SERVICES - RIA ROYAL AMERICAN INSURANCE - INSURANCE SALES I AM A REGISTERED INVESTMENT ADVISOR AND WORK WITH CLIENTS ON THAT BASIS. IN ADDITION, I ALSO SELL INSURANCE TO MY CLIENTS FOR RISK PROTECTION AND INVESTMENT. I SPEND THE MAJORITY OF MY TIME IN THESE AREAS AND I AM LOOKING TO EXPAND THE SERVICES I CAN PROVIDE TO MY CLIENTS WITH THIS LICENSING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Christian Buchanan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2005 - Present

ROYAL AMERICAN FINANCIAL ADVISORS, LLC

Office #1: 27192 Newport Rd. Suite 3, Menifee, CA 92584

RIA

CRD#: 111192

MENIFEE, CA

Past

August 27, 2007 - July 24, 2009

CAPITAL GROWTH RESOURCES

CRD#: 7779

MENIFEE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/9/2005)

IAR

Texas
(3/31/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/2/2007

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/18/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 6/14/2007

General Securities Representative Examination

Current Firm

ROYAL AMERICAN FINANCIAL ADVISORS, LLC

CRD#: 111192 / SEC#:

California

Registered Investment Advisory firm - (2/23/2000 Approved)

Texas

Registered Investment Advisory firm - (3/31/2020 Conditional Restricted)

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Contact information

Main Address

27192 Newport Rd. Suite 3, Menifee, CA 92584

Mailing Address

27192 Newport Rd. Suite 3, Menifee, CA 92584

Phone number

(951) 679-2065

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	398
AUM (Assets Under Management)	$ 99,424,015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott C. Buchanan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Christian Buchanan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROYAL AMERICAN FINANCIAL ADVISORS, LLC

CAPITAL GROWTH RESOURCES

State Registrations and Notice Filings

Exams

Series 63

Date: 7/2/2007

Series 65

Date: 1/18/2005

Series 7

Date: 6/14/2007

Current Firm

ROYAL AMERICAN FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROYAL AMERICAN FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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