MS
Mark A. Squires
BROOKSTONE WEALTH ADVISORS
Independence, MO 64057
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CRD#: 4627310
MS
Professional summary
Mark Alan Squires, who also goes by Mark A Squires, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Independence, Missouri.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Mark has worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark A Squires
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) WISE CHOICES FINANCIAL LLC DBA. SQUIRES & ASSOCIATES; YES INVESTMENT RELATED; ADDRESS; 3600 S NOLAND RD STE F, INDEPENDENCE MO 6055 INSURANCE SALES; OWNER; START DATE 12/2002; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) WISE CHOICES FINANCIAL LLC DBA. THE MEDICARE WHISPERER, LLC; NOT INVESTMENT RELATED; 3600 S NOLAND ROAD SUITE F, INDEPENDENCE MO, 64055; MEDICARE SUPPLEMENT POLICIES, MEDICARE ADVANTAGE POLICIES, PART D POLICIES, HOSPITAL INDEMNITY POLICIES, HOME HEALTH POLICIES, DENTAL/VISION/HEARING POLICIES; 12/16/2002; 50 HRS/MONTH; 50 HRS/MONTH DURING TRADING; MEDICARE INSURANCE PRODUCER AND EDUCATOR. 3.) THE DEBT FREE DESTINATION LAN, POWERED BY YOUR FAMILY BANK; NOT INVESTMENT RELATED; 4731 S COCHISE DR. STE 202, INDEPENDENCE, MO 64055; LIFE INSURANCE AND DEBT COUNSELING; OFFICE ADMINISTRATOR AND MARKETING; START DATE 11/2019; APPROX 10 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; MARKETING AND ADMINISTRATION, SUPPORTING A MARKETING BRAND THAT IS NOT AN ENTITY. 4.) NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS (NAIFA); NOT INVESTMENT RELATED; 1717 E. REPUBLIC ROAD, SUITE A, SPRINGFIELD, MO 65804; SECRETARY; TREASURER; START DATE: 02/19/2021; APPROX 05 HRS/MONTH; APPROX 03 HRS/MONTH DURING TRADING; REVIEWING THE MONTHLY BALANCE SHEET AND ASSIST TO ESTABLISH PROFESSIONAL DEVELOPMENT PROGRAMS.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Squires's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 29, 2023 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 3620 Arrowhead Ave Ste B, Independence, MO 64057RIA
CRD#: 137658
Independence, MO
Past
March 4, 2020 - March 28, 2023
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
INDEPENDENCE, MO
Past
February 12, 2020 - February 19, 2020
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
INDEPENDENCE, MO
Past
March 16, 2018 - April 17, 2018
CREATIVEONE WEALTH, LLC
RIA
CRD#: 281213
INDEPENDENCE, MO
Past
January 17, 2007 - February 13, 2020
CORNERSTONE SECURITIES LLC
RIA
CRD#: 140379
INDEPENDENCE, MO
Past
January 16, 2007 - September 23, 2008
BROOKSTONE SECURITIES, INC.
BD
CRD#: 13366
INDEPENDENCE, MO
Past
May 15, 2003 - December 31, 2006
EQUITY SERVICES, INC.
RIA
CRD#: 265
INDEPENDENCE, MO
Past
April 16, 2003 - December 31, 2006
EQUITY SERVICES, INC.
BD
CRD#: 265
INDEPENDENCE, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(3/31/2023)
IAR
Missouri(3/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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