Christina G. Gee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christina Gist Gee, who also goes by Christina Gist Gee Miss, was a registered financial professional .
Christina is a previously registered financial professional and started their career in finance in 2003. Christina had worked at 4 firms and has passed the Series 63, Series 79, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2010 - July 23, 2012
BREVAN HOWARD US LLC
June 26, 2008 - May 11, 2010
ERG SECURITIES (US) LLC
May 14, 2004 - September 26, 2005
NIGHTHAWK PARTNERS INC.
June 9, 2003 - October 13, 2003
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BREVAN HOWARD US LLC
CRD#: 150662 / SEC#: , 8-68278
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
